Areas of Law

Securities

Davis, Brown, Koehn, Shors & Roberts, P.C. acts as issuer’s counsel in securities and corporate finance matters, including private placements, Rule 144A placements, and other exempt offerings, as well as registered initial and secondary public offerings, and venture capital financings.  The department advises financial institutions with respect to the purchase, sale or distribution of securities.  Other clients include investor groups, venture capital firms, health care organizations, high-tech and industrial companies, agricultural cooperatives and state agencies.

For further description of state and local government financings, see Public Finance.

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